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對部分客戶適當性管理及督促義務履行不到位。從業人員資質管理不到位。《證券公司監督管理條例》第七十條相關規定，近期對華泰證券開展了現場檢查。部分自營業務合規風控把關不到位。跟投業務光算谷歌seo光算蜘蛛池內部控製不完善。江蘇證監局對華泰證券股份有限公司采取責令改正監管措施。決定對華泰證券采取責令改正的監管措施。華泰證券存在以下問題：一、（文章來源：財聯社）二、 |
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